Custom Training Services


For nearly three decades, Senova Training has partnered with Financial Services teams to create fully custom courses that fit their specific business models, product strategies, and regulatory obligations. 


Below are some examples of custom courseware we have designed and built for our clients.

modern. aligned. traceable.

Wealth Management

 Investment Products

  • Alternative Investments
  • Closed-End Funds
  • Futures
  • Introduction to Foreign Exchange
  • Mutual Funds
  • Taxable Fixed Income Securities
  • Understanding Credit-Linked Notes
  • Understanding Futures Linked Securities
  • Variable Annuities


Investment Strategies

  • Complex Options
  • Concentrated Equity Solutions
  • Investing in Higher Yielding and Interest Rate Sensitive Products: Risks and Considerations
  • Options Overlay Strategies
  • Options Trading


Advisory Programs & Services

  • Advisory Solutions
  • Clean Shares
  • Consolidated Advisory Program
  • Institutional Consulting
  • IRA Rollover
  • Mutual Funds: Single Share Class in Brokerage Accounts
  • Retirement Plan Consulting Services

Regulatory Frameworks


AML & BSA

  • AML Key Concepts
  • AML Model Validation
  • AML Red Flags
  • AML Risk Management
  • BSA Best Audit Practices
  • BSA Overview & Fundamentals
  • BSA/AML/OFAC Risk Assessments
  • BSA: Reporting Requirements
  • Creating & Managing an Effective AML Compliance Program



Financial Crime Prevention

  • AML in Cryptocurrencies
  • Currency Transaction Reports (CTRs)
  • Digital Assets: AML Risks
  • FinCEN: Overview and Purpose
  • Fundamentals of CIP, CDD, EDD, CTR
  • KYC: Overview
  • OFAC: Sanctions

Risk Management / Governance

  • Enterprise Risk Management Framework
  • Integrated Risk and Capital Management
  • Enterprise Risk Management Platform User Training

Banking


Products & Services

  • Banking and Lending
  • Mortgages
  • Cards
  • Deposits
  • CREF
  • Structured Lending
  • Securities Backed Loans


Consumer Protection

  • Customer Protection
  • Fair Debt Collection Practices Act (FDCPA)
  • Fair Lending: CRA, UDAAP, ECOA, FHA, TILA


Banking Regulations

  • CFPB ABC Regulations: Regulation B, C, E, F, G, M, P, V, X, Z, DD
  • CFPB Regulation E: Payroll Card Compliance, Preauthorized Transfer, Prepaid Account, Remittance Rule
  • CFPB's Debt Collections Rules
  • CFPB’s Final Rule on LIBOR Transition: How to Prepare
  • Regulatory Compliance on Deposits: TISA, EFA Act, Check 21, The Garnishment Rule
  • Reg O
  • Reg W
  • Reg Y
  • Reg Z

Technology Enablement

  • Enterprise Risk Management Platform User Training
  • Enterprise Resource Planning (ERP) User Training
  • Software Adoption Programs
  • Workflow-Based Performance Support
  • Role-Based User Training